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<p> <p> <div class='html-Content' xmlns="https://www.w3.org/1999/xhtml"> <div class='head-Content'> <meta http-equiv="Content-Type" content="text/html; charset=UTF-8"> <title> Accident/Near-Miss Event Investigation </title> <meta name="keywords" content="Accident/Near-Miss Event Investigation"> <meta name="description" content="Accident/Near-Miss Event Investigation"> <meta name="robots" content="noindex"> <link rel="stylesheet" type="text/css" href="/stylesheets/mobile_styles.css"> <style type="text/css"> <!-- @import url("/stylesheets/statefund_styles.css"); --> </style> <style type="text/css" media="handheld, only screen and (max-device-width: 480px)"> <!-- @import url("/stylesheets/mobile_styles.css"); --> </style> <link href="/stylesheets/statefund_styles.css" rel="stylesheet" type="text/css" media="screen and (min-width: 481px)"> </div> <div class='body-Content' id=""> <div class="topheader"><a href="/index.asp" name="home"><img src="/images/state_fund_logo.gif" alt="state fund logo" border="0" align="left"></a> <div class="offscreen"><img src="/images/offscreen_transparency.gif" alt="" width="250" height="20" align="center"></div> <ul id="accessibility" class="offscreen"> <li><a href="#skipnavigation" accesskey="0">Skip past navigation</a></li> <li><a href="#footer" accesskey="4">Skip to table of contents</a></li> </ul> <div class="offscreen"><img src="/images/offscreen_transparency.gif" alt="" width="250" height="20" align="center"></div> <div class="topheaderRight"> <div class="topnav"> <div class="topnavRight"><a href="/index.asp" accesskey="5">Home</a> | <a href="/contact/ContactUs.asp" tabindex="1">Contact us</a></div> <div class="topnavLeft"><a href="/employers/Index.asp" name="Employer">EMPLOYERS</a> | <a href="/broker/Index.asp" name="Broker">BROKERS</a> | <a href="/provider/Index.asp" name="Medical Provider">MEDICAL PROVIDERS</a> | <a href="/employees/Index.asp" name="Employee">EMPLOYEES</a> | <a href="/statecontracts/Index.asp" name="State Contracts">STATE AGENCIES</a></div> </div> <div class="topPhonenumber2"><a href="/CustomerSupport/Index.asp"><strong><font size="4px">Customer Support</font></strong></a><br>(888) 782-8338</div> <div class="topMission">Established in 1914 by the state legislature, State Fund is California's most reliable provider of workers' compensation insurance and a vital asset to California businesses. State Fund supports California's entrepreneurial spirit and plays a stabilizing role in the economy by providing fairly priced workers' compensation insurance, helping California employers keep their workplaces safe, and restoring injured workers. </div> </div> <br><br><br> </div> <div id="mainNav2"> <div id="mainNav3"> <div class="offscreen"><img src="/images/offscreen_search.gif" alt="" width="250" height="20" align="left"><br> <br> </div><div class="search"> <form name="search" action="https://search.scif.com/StateFundCAsearch.cgi" method="get"><input value="Search" name="query"></form> </div><div class="offscreen"><img src="/images/offscreen_transparency.gif" alt="" width="250" height="20" align="center"><br> </div><ul> <li><a href='/about/About.asp' name='About'>About</a></li><li><a href='/policy/ObtainAPolicy.asp' name='Obtain a Policy'>Obtain a Policy</a></li><li><a href='/claims/ClaimsSvcs.asp' name='Claims Services'>Claims Services</a></li><li class='on'><a href='/safety/SafetyAndSeminars.asp' name='Safety &amp; Seminars'>Safety &amp; Seminars</a></li><li><a href='/forms/Forms.asp' name='Forms'>Forms</a></li><li><a href='/careers/Index.asp' name='Careers'>Careers</a></li> </ul> </div> </div> <a name="skipnavigation"></a> <div class="mainArea"> <div class="subright"> </div> <div class="subleft"> <div id="subNav"> <ul> <li><a href='https://safeatworkca.com/iipp-builder/'>State Fund&apos;s IIPP Builder&#x2120;</a></li><li><a href='https://safeatworkca.com/state-fund-olu'>State Fund’s Online Safety University&#x2120;</a></li><li id='subNavHightlight'><a href='/safety/SafetyResourceCenter.asp'>Safety Resource Center</a></li><li><a href='/safety/seminars.asp'>Employer Education Seminars</a></li><li><a href='/safety/LossPreventionRequest.asp'>Request Loss Prevention Services</a></li> </ul> </div><div id="isubNav"> <ul class='nav bs-sidenav' style='padding-left:10px; color:#666;'><li><b>Safety Content by Industry on Safe At Work California</b></li><li><a href='https://safeatworkca.com/agriculture/'>Agriculture</a></li><li><a href='https://safeatworkca.com/construction/'>Construction</a></li><li><a href='https://safeatworkca.com/manufacturing/'>Manufacturing</a></li><li><a href='https://safeatworkca.com/services/'>Services</a></li><li><a href='https://safeatworkca.com/transportation/'>Transportation</a></li> </ul> </div> </div> <div class="submiddle"> <h1>Accident/Near-Miss Event Investigation</h1> <p>Accidents are unplanned and unexpected events that cause injury, property damage, and/or financial loss in the workplace.&nbsp;Incidents or &ldquo;near misses&rdquo; don&rsquo;t result in loss or a claim report, but are just as important to investigate.</p> <p>Here are some more tips:</p> <ul> <li>Develop an investigation procedure ready and train your employees how to use it.&nbsp;</li> <li>Conduct a thorough investigation that identifies root causes will help to prevent similar events from happening again. </li> <li>There are many methods of root cause analysis to choose from; no matter the method, be sure to answer these important questions: <strong>What</strong> happened? <strong>How</strong> did it happen? <strong>Why</strong> did it happen? <strong>What </strong>needs to be corrected? </li> <li>Keeping the investigation focused on fact finding in a neutral, non-confrontational manner identifies the true attitudes, behaviors, and other factors that led to the problem.&nbsp; Accident/Incident investigation should not be used to blame, punish or exonerate workers and managers; true facts will not emerge in this environment.&nbsp;If you investigate an accident just to complete paperwork and satisfy insurance requirements, you will erode the trust of your employees and jeopardize your goal of accident prevention and loss reduction.</li> <li>A supervisor in the affected area is the best person to conduct an investigation because they are most familiar with the tools, equipment, and people involved.&nbsp;Experts in equipment, outside agencies, and other technical resources may also be needed.&nbsp;</li> </ul> <p><strong>Six steps to a thorough investigation</strong></p> <p> Always report workplace injury accidents to your carrier right away, and then immediately begin your investigation. </p> <ol> <li>Start your investigation by reviewing our investigation <a href="/pdf/e17819.pdf">overview</a> to for tips on contributing factors to consider, interviewing witnesses, assessing physical conditions, and checklist, and more.  You can record your findings on <a href="/pdf/e13167.pdf" target="_blank">State Fund&rsquo;s Accident/Near-Miss Event Investigation checklist</a>. This form does not replace the Employers First Report of Occupational Injury or Disease (DWC-1) claim report. </li> <li>Secure the scene, placing equipment out of service if necessary, and take photos.&nbsp;</li> <li>Interview victims and witnesses. </li> <li>Collect evidence and records, and document your observations on the form.</li> <li>Find the contributing factors to determine the accident&rsquo;s root cause.</li> <li>Document the recommended corrective actions, the people assigned to complete them, and a due date for completion. </li> </ol> <p>Then just print out the form and you&rsquo;ve got an investigation report for your records.</p> <p> </div> <div style="clear:both"></div> </div> <a name="footer"></a> <div class="footerArea"> <div class="footerbg"> <ul> <li> <div class="footerSpacer"></div> <a href="/broker/Index.asp">Brokers</a> <br> <a href="/employers/Index.asp">Employers</a> <br> <a href="/employees/Index.asp">Employees</a> <br> <a href="/fraud/Fraud.asp">Fraud</a> <br> <br> </li> <li> <div class="footerSpacer"></div> <a href="/provider/Index.asp">Medical Providers</a> <br> <a href="/statecontracts/Index.asp">State Agencies</a> <br> <a href="/policy/ObtainAPolicy.asp">Obtain a Policy</a> <br> <a href="/about/VendorGuide.asp">Vendor Guide</a> <br> <br> </li> <li> <div class="footerSpacer"></div> <a href="/claims/ClaimsSvcs.asp">Claims Services</a> <br> <a href="/safety/SafetyAndSeminars.asp">Safety & Seminars</a> <br> <a href="/forms/Forms.asp">Forms</a> <br> <a href="/about/Community.asp">Community</a> <br> <br> </li> <li> <div class="footerSpacer"></div> <a href="/about/About.asp">About Us</a> <br> <a href="/about/history/index.html">History</a> <br> <a href="/contact/ContactUs.asp">Contact Us</a> <br> <a href="/CustomerSupport/Index.asp">Customer Support</a> <br> <br> </li> </ul> <div style="clear:left"></div> </div> </div> <div class="footerArea" align="center">Copyright &copy; 2000-2023 State Compensation Insurance Fund<br> <a href="/about/TermsOfUse.asp">Website Terms of Use</a>, <a href="/about/PrivacyPolicy.asp">Website Privacy Policy</a> and <a href="/about/SharingDisclosure.asp" target="_blank">Information Sharing Disclosure</a></div> </div> </div> </p>

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